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Winter 2010
Here in New Zealand as well as in the US, events in the financial sector have led to criminal charges being laid. Read more
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Winter 2010
Market regulation is being tackled on a broad front in New Zealand. The most recent announcement about a "super regulator" was made by the Commerce Minister Simon Power late last month. Read more |
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Winter 2010
Commission is one way for an adviser to be paid. It's the insurance company or the fund manager that pays the commission to the adviser and, of course, the money comes from the client. The problem is . . . Read more |
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The fiduciary principle - a much better model
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Winter 2010
We think the term "fiduciary" will be one that's heard more and more in future and, in the end, will be the required approach. It fits the "Client First" Principle in Code Standard 1 for AFAs and it's the standard used in many jurisdictions now. Read more |